Brian B. Chadwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Barton Chadwell was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1983. Brian had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2017 - September 17, 2019
EDDY FINANCIAL, LLC
June 1, 2012 - January 5, 2016
LINCOLN INVESTMENT
August 12, 1997 - June 1, 2012
CINCINNATI ANALYSTS, INC.
October 1, 1987 - August 13, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 26, 1983 - September 11, 1987
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDDY FINANCIAL, LLC
CRD#: 290208 / SEC#: 801-112010
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 53,682,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
