Ronald C. Finke
Professional summary
Ronald Clark Finke is a registered financial advisor currently at STEWARDSHIP CAPITAL located in Independence, Missouri.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Ronald has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Clark Finke's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 1998 - Present
STEWARDSHIP CAPITAL
Office #1: 4200 Little Blue Parkway Suite 650, Independence, MO 64057February 2, 2001 - September 22, 2003
MOLONEY SECURITIES CO., INC.
October 31, 2000 - February 2, 2001
CETERA ADVISORS LLC
February 1, 1994 - November 6, 2000
MML INVESTORS SERVICES, LLC
February 17, 1983 - February 3, 1994
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
STEWARDSHIP CAPITAL
CRD#: 110944 / SEC#: 801-130645
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/30/1999)
(6/1/1998)
(1/24/2013)
Exams
Current Firm
STEWARDSHIP CAPITAL
CRD#: 110944 / SEC#: 801-130645
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 840 |
| AUM (Assets Under Management) | $ 141,502,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/08/2025 | ||
| 03/26/2024 | ||
| 04/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
