Andrew G. Pratt

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CRD#: 1087341

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew George Pratt, who also goes by Andrew G Pratt, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2003. Andrew had worked at 3 firms and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew G Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am a general partner (GP) and limited partner (LP) in a family limited partnership (FLP), the members of which are my Mother (also GP), Brother (LP), and Sister (LP). I do not receive any "commissions" for this role, but I do receive an annual salary. This FLP owns a partial interest in 2 Illinois Farms.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 4, 2019 - September 6, 2024

REBALANCE LLC

RIA

CRD#: 158242

Corte Madera, CA

Past

May 15, 2007 - February 5, 2019

LNW

RIA

CRD#: 107341

SAN FRANCISCO, CA

Past

November 18, 2003 - December 11, 2006

FAIRLEAD FINANCIAL ADVISORS, LLC

RIA

CRD#: 128855

MILL VALLEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REBALANCE LLC

MR ADVISERS, INC. | REBALANCE LLC | REBALANCE IRA | REBALANCE INC.

CRD#: 158242 / SEC#: 801-72723

RIA

Registered Investment Advisory firm - (9/28/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/1997

Uniform Combined State Law Examination

Current Firm

REBALANCE LLC

MR ADVISERS, INC. | REBALANCE LLC | REBALANCE IRA | REBALANCE INC.

CRD#: 158242 / SEC#: 801-72723

RIA

Registered Investment Advisory firm - (9/28/2011 Approved)

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Contact information

Main Address

635 Bryant Street #6, Palo Alto, CA 94301

Mailing Address

4800 Hampden Lane Suite 200, Bethesda, MD 20814

Phone number

(650) 396-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,607
AUM (Assets Under Management)	$ 1,558,126,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew G. Pratt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REBALANCE LLC

LNW

FAIRLEAD FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

REBALANCE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/1997

Current Firm

REBALANCE LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REBALANCE LLC

TRUST BUT VERIFY

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