Julianne Mccall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julianne Mccall, who also goes by Julianne Mccall Rearwin, Julianne Rearwin, Julianne Mccall Sohigian, was a registered financial professional .
Julianne is a previously registered financial professional and started their career in finance in 1983. Julianne had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2011 - March 31, 2020
MUTUAL SECURITIES, INC.
January 3, 1996 - May 29, 2009
MUTUAL SECURITIES, INC.
November 22, 1995 - November 29, 1995
WADDELL & REED
July 31, 1993 - June 13, 1995
CITIGROUP GLOBAL MARKETS INC.
August 1, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
January 5, 1988 - March 29, 1988
ASSOCIATED SECURITIES CORP.
March 4, 1986 - July 21, 1987
E. F. HUTTON & COMPANY INC
January 19, 1983 - April 27, 1984
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/20/2002
Limited Representative-Equity Trader ExamCurrent Firm
MUTUAL SECURITIES, INC.
CRD#: 13092 / SEC#: 801-68443, 8-28580
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL GROUP, INC. | CORPORATION | |
| CLAUSSEN, DAWN MARIE | CHIEF OPERATING OFFICER | 5445747 |
| DAMIANI, NICHOLAS ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 5669491 |
| JASPER, AARON T | CHIEF EXECUTIVE OFFICER | 5016734 |
| SABOL, RYAN STEPHEN | MANAGING PRINCIPAL | 4419285 |
| SHANNON, DEBRA DAWN | CHIEF COMPLIANCE OFFICER | 5021297 |
| VOSS, MITCHELL CRAIG | CHAIRMAN | 1029100 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 8 |
Red Flags
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