Philip J. Cunningham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Joseph Cunningham was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1983. Philip had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2017 - January 9, 2026
BRIGHTHOUSE SECURITIES, LLC
December 15, 2016 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
October 30, 2013 - November 11, 2016
TRANSAMERICA CAPITAL, LLC
January 7, 2008 - October 25, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
November 26, 2002 - November 2, 2007
A. G. EDWARDS & SONS, INC.
February 1, 2002 - November 2, 2007
A. G. EDWARDS & SONS, INC.
September 4, 1990 - September 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 1, 1987 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
November 27, 1984 - October 2, 1987
NATIONAL FINANCIAL SERVICES LLC
January 19, 1983 - July 11, 1983
EASTERN CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
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