Shirley A. Culver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shirley Anne Culver was a registered financial professional .
Shirley is a previously registered financial professional and started their career in finance in 1983. Shirley had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2003 - November 28, 2018
FINANCIAL PLANNING PROFESSIONALS, INC.
January 27, 1988 - December 8, 1992
NEW ENGLAND SECURITIES
August 13, 1986 - October 27, 2021
MOMENTUM INDEPENDENT NETWORK INC.
March 23, 1983 - September 10, 1986
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL PLANNING PROFESSIONALS, INC.
CRD#: 114593 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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