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RM

Robert L. Moore

Some features on this profile are disabled
CRD#: 1087246
RM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Lee Moore, who also goes by Booker Moore, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Booker Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 1, 2017 - October 3, 2022

PENSIONMARK SECURITIES, LLC

BD
CRD#: 283952
Duncansville, PA
Past

September 8, 2015 - October 3, 2022

WORLD INVESTMENT ADVISORS, LLC

RIA
CRD#: 208512
DUNCANSVILLE, PA
Past

September 8, 2015 - September 1, 2017

CAPFINANCIAL SECURITIES, LLC.

BD
CRD#: 126291
Duncansville, PA
Past

September 11, 2014 - October 7, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
DUNCANSVILLE, PA
Past

September 5, 2014 - October 5, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
DUNCANSVILLE, PA
Past

August 5, 2008 - September 9, 2014

FINANCIAL TELESIS INC

RIA
CRD#: 31012
DUCANSVILLE, PA
Past

August 5, 2008 - September 9, 2014

FINANCIAL TELESIS INC

BD
CRD#: 31012
DUCANSVILLE, PA
Past

November 21, 2005 - August 6, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
DUNCANSVILLE, PA
Past

June 3, 2004 - August 6, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
DUNCANSVILLE, PA
Past

June 7, 1989 - April 2, 2004

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

March 1, 1983 - June 22, 1989

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/27/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 6/20/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/28/1983
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PS
PENSIONMARK SECURITIES, LLC
PENSIONMARK SECURITIES, LLC | PFG SECURITIES, LLC. | PENSIONMARK SECURITIES, LLC.

CRD#: 283952 / SEC#: , 8-69773

BD
Terminated by SEC on 01/04/2026
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 04/22/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
WORLD INVESTMENT ADVISORS, LLCOWNER208512
TOOLE, BARRY PCCO3142901

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PENSIONMARK SECURITIES, LLC

CRD#: 283952

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