Steven L. Compton

COMPTON FINANCIAL GROUP

Kennewick, WA 99336

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CRD#: 1087038

Professional summary

Steven Lloyd Compton, CFP® is a registered financial advisor currently at COMPTON FINANCIAL GROUP, LLC located in Kennewick, Washington.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Steven has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lloyd Compton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

September 6, 2022 - Present

COMPTON FINANCIAL GROUP, LLC

Office #1: 602 N Colorado St Ste 130, Kennewick, WA 99336

RIA

CRD#: 319442

Kennewick, WA

Past

March 28, 2022 - February 10, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Kennewick, WA

Past

October 9, 2000 - January 13, 2022

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

KENNEWICK, WA

Past

April 24, 2000 - December 31, 2001

THE VARIABLE ANNUITY MARKETING COMPANY

CRD#: 5081

HOUSTON, TX

Past

April 24, 2000 - January 13, 2022

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

KENNEWICK, WA

Past

November 25, 1998 - June 1, 2000

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

December 24, 1992 - December 31, 1998

GODWINS SECURITIES, INC.

CRD#: 31019

SEATTLE, WA

Past

March 1, 1983 - December 24, 1992

GODWINS SECURITIES, INC.

CRD#: 4012

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Current Firm

COMPTON FINANCIAL GROUP, LLC

CFG | COMPTON FINANCIAL GROUP, LLC | COMPTON FINANCIAL GROUP

CRD#: 319442 / SEC#:

Washington

Registered Investment Advisory firm - (9/6/2022 Approved)

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Contact information

Main Address

602 N Colorado St Ste 130, Kennewick, WA 99336

Mailing Address

Phone number

(509) 567-2122

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Contact information

xxxxx@xxxx.xxx

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Steven L. Compton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Lloyd Compton's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPTON FINANCIAL GROUP, LLC

COMMONWEALTH FINANCIAL NETWORK

VALIC FINANCIAL ADVISORS, INC.

THE VARIABLE ANNUITY MARKETING COMPANY

VALIC FINANCIAL ADVISORS, INC.

AON SECURITIES LLC

GODWINS SECURITIES, INC.

GODWINS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/1983

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1983

Current Firm

COMPTON FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

COMPTON FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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