Terri M. Fritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Moen Fritz, who also goes by Terri Lee Moen, Terri Lee Wallace, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 1983. Terri had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2010 - December 4, 2014
VAN CLEMENS & CO. INCORPORATED
July 19, 2002 - September 7, 2010
FELTL & COMPANY
July 21, 1986 - July 18, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
April 20, 1983 - July 24, 1986
COLLIERS SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
