John I. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Ignatius Fitzgerald, who also goes by None, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 87, Series 14, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2002 - September 1, 2020
LEERINK PARTNERS LLC
August 15, 1997 - December 31, 2001
AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.
August 15, 1991 - June 10, 1993
DETWILER FENTON & CO.
November 14, 1989 - October 10, 1990
FIDELITY DISTRIBUTORS CORPORATION
August 28, 1989 - February 28, 1991
NATIONAL FINANCIAL SERVICES LLC
February 12, 1987 - February 28, 1991
FIDELITY BROKERAGE SERVICES LLC
May 8, 1984 - February 28, 1991
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/3/2022
General Securities Representative ExaminationSeries 99TO
Date: 10/3/2022
Operations Professional ExaminationCurrent Firm
LEERINK PARTNERS LLC
CRD#: 39011 / SEC#: 801-68264, 8-48535
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEERINK INTERMEDIATE HOLDINGS LLC | MEMBER | |
| CASEY, KEVIN MICHAEL | CHIEF COMPLIANCE OFFICER | 4754440 |
| DAVIDSON, THOMAS ADAM | SENIOR MANAGING DIRECTOR | 2248233 |
| DUBIN, DANIEL BARRY | SENIOR MANAGING DIRECTOR | 3231063 |
| GENTILE, JOSEPH ROBERT | CHIEF ADMINISTRATIVE OFFICER | 2545927 |
| HEINEMAN, STEVEN P | GENERAL COUNSEL | 5386950 |
| JURKIEWICZ, GREGG MARTIN | FINOP | 4440135 |
| LEERINK, JEFFREY ALAN | CEO | 1718986 |
| OLSON, ERIC PATRICK | PRINCIPAL OPERATIONS OFFICER | 2542584 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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