William W. Laseter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Waites Laseter JR, who also goes by Bill Laseter Jr, William Waites Jr Laseter, William W Jr Laster, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - March 9, 2017
CETERA INVESTMENT ADVISERS LLC
August 29, 2015 - March 9, 2017
SUMMIT BROKERAGE SERVICES, INC.
May 25, 2004 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
January 2, 2001 - December 4, 2015
J.P. TURNER & COMPANY, L.L.C.
December 19, 2000 - January 25, 2001
AUERBACH, POLLAK & RICHARDSON INC.
June 23, 1995 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
November 21, 1990 - November 6, 1992
PFS INVESTMENTS INC.
May 16, 1988 - October 10, 1990
F.N. WOLF & CO., INC.
February 2, 1987 - May 18, 1988
SHERWOOD CAPITAL, INC.
January 19, 1983 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
