Raymond G. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Gerald Baker, who also goes by Jerry Baker, R Gerald Baker, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1969. Raymond had worked at 8 firms and has passed the Series 63, Series 41, Series 1, Series 14, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 1990 - August 14, 1990
KEMPER SECURITIES GROUP, INC.
May 18, 1989 - May 1, 2001
WELLS FARGO CLEARING SERVICES, LLC
June 3, 1983 - August 19, 1983
MORGAN STANLEY & CO. LLC
March 21, 1980 - September 4, 1990
PRESCOTT, BALL & TURBEN, INC.
August 22, 1979 - August 26, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 1975 - August 4, 1979
RONEY & CO. L.L.C.
June 29, 1971 - October 13, 1971
SPENCER TRASK & CO. INCORPORATED
November 18, 1969 - April 23, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 4/24/1975
NYSE Allied Member ExaminationSeries 1
Date: 11/11/1966
Registered Representative ExaminationSeries 40
Date: 4/24/1975
Registered Principal ExaminationCurrent Firm
KEMPER SECURITIES GROUP, INC.
CRD#: 26062 / SEC#: , 8-42388
Contact information
Documents
Red Flags
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