Paul D. Morgis

VICUS CAPITAL

Lakeland, FL 33803

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CRD#: 1086590

Professional summary

Paul David Morgis, CFP®, who also goes by Paul David John Morgis, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Lakeland, Florida and CETERA WEALTH SERVICES, LLC located in Lakeland, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul David John Morgis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE AGENT PFG/MGA, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, BEGAN 10/2001, 7HRS/WKDY, 5HRS/WKEND; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 10/2001, 59HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. PARTNERS FINANCIAL GROUP, INVESTMENT RELATED, 476 ROLLING RIDGE DRIVE, SUITE 333, STATE COLLEGE, PA 16801, CONSULTING FOR PFG, START 01/01/2013, 14-20 HRS/WK (TRADING HOURS), SOUTHEAST DIVISION ACCOUNT SPECIALIST, ANALYSIS/RESEARCH TO SUPPORT IARS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Morgis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

June 25, 2002 - Present

VICUS CAPITAL, INC.

Office #1: 1700 South Florida Ave Floor 2, Lakeland, FL 33803

RIA

CRD#: 116021

Lakeland, FL

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 1700 South Florida Ave Floor 2, Lakeland, FL 33803

CRD#: 13572

Lakeland, FL

Past

November 5, 2001 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

LAKELAND, FL

Past

May 23, 1989 - November 6, 2001

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/3/2013)

IAR

Florida
(6/25/2002)

Florida
(9/3/2013)

Georgia
(9/3/2013)

Illinois
(5/30/2018)

Massachusetts
(3/23/2021)

Montana
(9/3/2013)

New York
(9/3/2013)

North Carolina
(1/2/2025)

Pennsylvania
(9/3/2013)

IAR

Texas
(9/1/2015)

Washington
(9/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/23/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

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Contact information

Main Address

476 Rolling Ridge Drive Suite 315, State College, PA 16801

Mailing Address

Phone number

(855) 558-4287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICUS CAPITAL ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	9,058
AUM (Assets Under Management)	$ 2,574,468,218

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul D. Morgis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Morgis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

VICUS CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/1989

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1989

FINRA

Current Firm

VICUS CAPITAL, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICUS CAPITAL, INC.

TRUST BUT VERIFY

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