William G. Mcnamara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William George Mcnamara was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 4 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 1995 - April 21, 1997
USLIFE EQUITY SALES CORP.
April 14, 1994 - March 15, 1995
STEIN, SHORE SECURITIES, INC.
January 23, 1993 - April 22, 1994
NORTH AMERICAN MANAGEMENT, INC.
August 24, 1989 - December 19, 1992
NORTH AMERICAN MANAGEMENT, INC.
February 1, 1983 - August 16, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USLIFE EQUITY SALES CORP.
CRD#: 7962 / SEC#: , 8-13882
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
