David M. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mark Ryan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2018 - December 31, 2025
M2 CAPITAL ADVISORS
October 3, 2012 - October 2, 2013
SRT SECURITIES LLC
February 22, 2006 - November 26, 2012
SHORELINE TRADING GROUP LLC
June 15, 1998 - December 7, 2005
RYAN CAPITAL MANAGEMENT, LLC
June 5, 1998 - February 21, 2006
STROME SECURITIES, L.P.
October 6, 1997 - May 28, 1998
WILLIAM O'NEIL SECURITIES
January 19, 1983 - April 9, 1992
WILLIAM O'NEIL SECURITIES
Primary Firm SEC Registration
M2 CAPITAL ADVISORS
CRD#: 288829 / SEC#: 801-135373
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M2 CAPITAL ADVISORS
CRD#: 288829 / SEC#: 801-135373
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 40,362,435 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
