David M. Ryan

M2 CAPITAL ADVISORS

VALENCIA, CA 91355

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CRD#: 1086370

Professional summary

David Mark Ryan is a registered financial advisor currently at M2 CAPITAL ADVISORS located in Valencia, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Mark Ryan has a real estate property. He also actively trades the equity markets for his family's investments. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. M2 Financial LLC always acts in the best interest of the client and clients always have the right to decide whether or not to utilize the services of any representative of M2 Financial LLC in such individual's outside capacities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mark Ryan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2018 - Present

M2 CAPITAL ADVISORS

Office #1: 27441 Tourney Road Suite 260, Valencia, CA 91355

RIA

CRD#: 288829

VALENCIA, CA

Past

October 3, 2012 - October 2, 2013

SRT SECURITIES LLC

CRD#: 33725

SANTA MONICA, CA

Past

February 22, 2006 - November 26, 2012

SHORELINE TRADING GROUP LLC

CRD#: 41888

SANTA MONICA, CA

Past

June 15, 1998 - December 7, 2005

RYAN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 130166

SANTA MONICA, CA

Past

June 5, 1998 - February 21, 2006

STROME SECURITIES, L.P.

CRD#: 29682

SANTA MONICA, CA

Past

October 6, 1997 - May 28, 1998

WILLIAM O'NEIL SECURITIES

CRD#: 894

BOSTON, MA

Past

January 19, 1983 - April 9, 1992

WILLIAM O'NEIL SECURITIES

CRD#: 894

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/27/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/4/1994

Investment Company Products/Variable Contracts Principal Examination

Current Firm

M2 CAPITAL ADVISORS

M2 CAPITAL ADVISORS | M2 FINANCIAL LLC

CRD#: 288829 / SEC#:

California

Registered Investment Advisory firm - (6/23/2017 Approved)

Texas

Registered Investment Advisory firm - (9/14/2017 Approved)

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Contact information

Main Address

27441 Tourney Road Suite 260, Valencia, CA 91355

Mailing Address

Phone number

(661) 347-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	136
AUM (Assets Under Management)	$ 42,913,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Mark Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SRT SECURITIES LLC

SHORELINE TRADING GROUP LLC

RYAN CAPITAL MANAGEMENT, LLC

STROME SECURITIES, L.P.

WILLIAM O'NEIL SECURITIES

WILLIAM O'NEIL SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2018

Series 63

Date: 9/8/1997

Series 7

Date: 8/27/1997

Series 26

Date: 4/4/1994

Current Firm

M2 CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M2 CAPITAL ADVISORS

TRUST BUT VERIFY

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