Jesus M. Oquendo
Professional summary
Jesus Manuel Oquendo, who also goes by Jay Oquendo, Jesus M Oquendo, is a registered financial professional currently at KOVACK SECURITIES INC. located in Ft. Lauderdale, Florida.
Jesus is registered as a RR (Registered Representative) and started their career in finance in 1985. Jesus has worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jesus Manuel Oquendo's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2017 - Present
KOVACK SECURITIES INC.
Office #1: 6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308June 3, 2013 - June 12, 2017
CAPITAL GUARDIAN, LLC
October 19, 2007 - May 31, 2013
BEECH HILL SECURITIES, INC.
May 9, 2001 - November 23, 2007
SCHILD ASSET MANAGEMENT INC.
November 20, 1985 - May 5, 2001
FIRST EQUITY CORPORATION OF FLORIDA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2019)
(6/9/2017)
Exams
Series 55
Date: 1/19/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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Company Information
KOVACK SECURITIES INC.
CRD#: 44848Ft. Lauderdale, FL 33308TRUST BUT VERIFY
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