John R. Pope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Reeves Pope, who also goes by John Pope, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 9 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2018 - December 10, 2018
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
December 20, 2013 - October 1, 2018
RETIREMENT STRATEGIES, INC.
October 18, 2011 - December 31, 2013
TRIAD ADVISORS LLC
March 16, 2011 - May 7, 2014
COLLINS CAPITAL MANAGEMENT, INC.
January 28, 2011 - October 21, 2011
INVEST FINANCIAL CORPORATION
June 22, 2010 - October 21, 2011
INVEST FINANCIAL CORPORATION
October 17, 2002 - June 18, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 26, 1993 - October 16, 2002
ALLEN C. EWING & CO.
June 5, 1990 - December 2, 1993
J.C. BRADFORD & CO.
January 19, 1983 - June 19, 1990
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
CRD#: 116407 / SEC#: 801-60749
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186,400 |
| AUM (Assets Under Management) | $ 94,632,028,506 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 03/05/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
