Robert C. Cowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Clifford Cowan JR, who also goes by Bob Cowan Jr, Robert C Cowan, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 1990 - February 4, 1993
BMA FINANCIAL SERVICES, INC.
March 3, 1986 - March 27, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
March 12, 1985 - March 17, 1986
AMERICAN GENERAL SECURITIES INCORPORATED
March 22, 1983 - March 8, 1985
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMA FINANCIAL SERVICES, INC.
CRD#: 7943 / SEC#: , 8-23717
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUSINESS MEN'S ASSURANCE COMPANY OF AMERICA | PARENT COMPANY | |
| DEARDORFF, MICHAEL KENT | DIRECTOR | 1435805 |
| FILING, NICHOLAS ANTHONY | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 207502 |
| HEIDKAMP, MARGARET MARY | SECRETARY/DIRECTOR | 2461319 |
| HESSLING, RAYMOND ROBERT JR | CHIEF COMPLIANCE OFFICER | |
| HIGLEY, DAVID LEE | DIRECTOR | 2090115 |
| HUSE, FRED LEO | VICE PRESIDENT-SALES AND MARKETING | 253874 |
| ISRAELITE, AARON | SROP/CROP | 2228819 |
| JENNINGS, JOHN STEPHEN | FINOP | 2287506 |
| JENNINGS, JOHN STEPHEN | TREASURER | 2287506 |
| RAKICH, ROBERT THOMAS | CHAIRMAN OF BOARD/CEO/DIRECTOR | 2440050 |
| SODEN, STEPHEN STANLEY | PRESIDENT/MP/DIRECTOR | 430066 |
| SWEENEY, SUSAN A. | DIRECTOR |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
