Luki S. Vail
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luki Styskal Vail, who also goes by Lucrecia Luki Styskal Okeefe, Lucrecia Styskal Okeefe, Luki Styskal Okeefe, Lucrecia Josephine Vail, Lucrecia Luki Styskal Vail, Luki Lucrecia Styskal Vail, was a registered financial advisor .
Luki is a previously registered financial advisor and started their career in finance in 1982. Luki had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2013 - December 31, 2015
J.W. COLE FINANCIAL, INC.
July 6, 2007 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
June 8, 2005 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
October 10, 2002 - June 10, 2005
EDWARD JONES
March 31, 1998 - October 11, 2002
CETERA WEALTH SERVICES, LLC
October 24, 1996 - October 11, 2002
CETERA WEALTH SERVICES, LLC
July 27, 1993 - October 23, 1996
OSAIC WEALTH, INC.
November 19, 1989 - December 18, 1989
OSAIC WEALTH, INC.
November 16, 1989 - July 28, 1993
TITAN/VALUE EQUITIES GROUP, INC.
June 9, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 6, 1987 - March 23, 1990
FIRST CAPITAL INVESTMENT CORPORATION
February 10, 1987 - October 6, 1987
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
October 6, 1986 - February 18, 1987
ASSOCIATED SECURITIES CORP.
January 24, 1985 - October 10, 1986
TITAN/VALUE EQUITIES GROUP, INC.
October 16, 1984 - January 31, 1985
DPI SECURITIES CORPORATION
September 16, 1983 - June 19, 1984
BOARDWALK CAPITAL CORPORATION
December 29, 1982 - September 9, 1983
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
