Arthur J. Mcnally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur J Mcnally, who also goes by Aj Mcnally, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2004. Arthur had worked at 3 firms and has passed the Series 65, Series 72 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2016 - March 30, 2021
GREENLEAF ADVISORS
November 12, 2007 - March 8, 2010
G-2 TRADING,LLC
October 21, 2004 - November 15, 2005
REFCO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 10/20/2004
Government Securities Representative ExaminationCurrent Firm
GREENLEAF ADVISORS
CRD#: 172332 / SEC#: 801-80155
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 900,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
