GB
Gregory K. Brown
HORNOR, TOWNSEND & KENT
Holladay, UT 84117
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CRD#: 1086176
GB
Professional summary
Gregory Kay Brown, CFP® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Holladay, Utah.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gregory has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: CAMBRIDGE FINANCIAL; | Position Held: Agent | Address: 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117 | Start Date: 10/2013 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 101-140 Hrs | Approx Trading Hrs Per Mth: 26-40 Hrs | Description of Duties: SALES & SERVICE OF LIFE, HEALTH, DI, LTC AND ANNUITY CLIENTS. 2) PAYROLL ACCOUNT | INVESTMENT RELATED: NO | DBA NAME: ADVANTAGE FINANCIAL STRATEGIES | POSITION HELD: PROPRIETOR/OWNER- | ADDRESS: 1895 E RODEO WALK DR, SUITE 200#B, Holladay, UT 84117 | START DATE: 2004-01-01 | NATURE OF ACTIVITY: OTHER- | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 HOURS | DESCRIPTION OF DUTIES: THIS NAME IS USED EXCLUSIVELY TO HANDLE THE PAYROLL FOR MY ASSISTANT. NO BUSINESS IS TRANSACTED WITH THE PUBLIC USING THIS NAME.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Kay Brown's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregory Kay Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
October 22, 2013 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1895 E Rodeo Walk Dr Suite 200 #b, Holladay, UT 84117RIA
BD
CRD#: 4031
Holladay, UT
Current
October 11, 2013 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 1895 E Rodeo Walk Dr Suite 200 #b, Holladay, UT 84117RIA
BD
CRD#: 4031
Holladay, UT
Past
December 9, 2004 - January 25, 2013
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
SALT LAKE CITY, UT
Past
December 9, 2004 - January 25, 2013
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
SALT LAKE CITY, UT
Past
January 23, 2004 - December 15, 2004
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MIDVALE, UT
Past
January 16, 2004 - December 15, 2004
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
April 21, 1997 - December 31, 2003
ADVANTAGE FINANCIAL STRATEGIES
RIA
CRD#: 116067
MIDVALE, UT
Past
March 10, 1989 - January 16, 2004
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
March 21, 1986 - March 28, 1989
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
February 3, 1986 - March 10, 1986
HICKEY, KOBER, INCORPORATED
BD
CRD#: 10290
Past
February 1, 1983 - September 5, 1985
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(1/3/2017)
RR
Nevada(11/21/2013)
RR
Utah(10/11/2013)
IAR
Utah(10/22/2013)
RR
Virginia(1/29/2014)
RR
Washington(4/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
