Richard V. Coyer
Professional summary
Richard Vincent Coyer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Richard had worked at 8 firms, which includes USALLIANZ SECURITIES INC., SENTRA SECURITIES CORPORATION, CONSECO SECURITIES INC., BIRCHTREE FINANCIAL SERVICES LLC, NATIONAL PLANNING CORPORATION, PMG SECURITIES CORPORATION, CAPITAL BROKERAGE CORPORATION, NEW ENGLAND SECURITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2000 - April 26, 2001
USALLIANZ SECURITIES, INC.
April 27, 2000 - December 20, 2000
SENTRA SECURITIES CORPORATION
November 16, 1999 - April 19, 2000
CONSECO SECURITIES, INC.
January 19, 1999 - November 2, 1999
BIRCHTREE FINANCIAL SERVICES LLC
August 22, 1997 - December 31, 1998
NATIONAL PLANNING CORPORATION
July 12, 1996 - July 18, 1997
PMG SECURITIES CORPORATION
December 19, 1995 - July 16, 1996
CAPITAL BROKERAGE CORPORATION
March 24, 1994 - November 27, 1995
PMG SECURITIES CORPORATION
April 15, 1983 - March 15, 1994
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
USALLIANZ SECURITIES, INC.
CRD#: 40875 / SEC#: , 8-49216
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | SHAREHOLDER | |
| HOWELL, RUTH ANNETTE | CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | |
| INGERSOLL, THADDEUS WINTHROP III | COMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPAL | 2616975 |
| JORGENSEN, MICHAEL JAMES | PRESIDENT | 2676329 |
| REITAN, EMILY SUZANNE | CHIEF FINANCIAL OFFICER & TREASURER | 5209812 |
| VITIELLO, VINCENT GERARD | CHAIRMAN OF THE BOARD | 1059845 |
Disclosures
| Regulatory Event | 3 |
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