Peter Frontiero

ALLSTATE FINANCIAL ADVISORS

Lincoln, NE 68508-1380

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CRD#: 1086141

Professional summary

Peter Frontiero, who also goes by Peter Steven Frontiero, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Lincoln, Nebraska and ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.

Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Peter has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Steven Frontiero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PETER FRONTIERO POSITION: Lobsterfisherman NATURE: Seasonal lobstering. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 97 Concord St., Gloucester MA 01930, United States DESCRIPTION: Complete required paperwork.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Frontiero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380

RIA

CRD#: 109524

Lincoln, NE

Current

October 5, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380

CRD#: 18272

Lincoln, NE

Past

December 5, 2017 - July 28, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Prescott Valley, AZ

Past

October 5, 2017 - October 19, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Prescott Valley, AZ

Past

July 19, 2012 - September 18, 2017

PEOPLE'S SECURITIES, INC.

RIA

CRD#: 13704

Beverly, MA

Past

July 17, 2012 - September 18, 2017

PEOPLE'S SECURITIES, INC.

CRD#: 13704

Beverly, MA

Past

June 16, 2008 - May 11, 2011

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

FARGO, ND

Past

April 16, 2003 - May 11, 2011

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

FARGO, ND

Past

February 5, 2003 - April 15, 2003

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

May 17, 1994 - February 5, 2003

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

November 8, 1988 - April 20, 1994

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Past

October 1, 1987 - July 26, 1988

KENNEDY, CABOT & CO.

CRD#: 2417

Past

December 23, 1986 - October 7, 1987

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

September 17, 1983 - December 24, 1986

NEW ENGLAND SECURITIES

CRD#: 615

Past

April 4, 1983 - November 23, 1983

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/3/2023)

IAR

Arizona
(8/4/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/5/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/24/1992

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter Frontiero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Frontiero's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

CITICORP INVESTMENT SERVICES

CAL FED INVESTMENTS

CAL FED INVESTMENTS

KENNEDY, CABOT & CO.

PAMCO SECURITIES AND INSURANCE SERVICES

NEW ENGLAND SECURITIES

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2008

Series 63

Date: 4/5/1983

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1984

Series 6

Date: 4/1/1983

Series 53

Date: 1/24/1992

Series 24

Date: 5/30/1986

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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