Paul H. Deperino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Hal Deperino was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 18 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 1995 - October 22, 2002
COMPREHENSIVE CAPITAL CORPORATION
July 15, 1994 - November 5, 1998
BARRON CHASE SECURITIES, INC.
March 22, 1993 - May 18, 1994
REICH & CO., INC.
September 13, 1991 - April 5, 1993
PATAGON.COM SECURITIES CORP.
April 12, 1991 - July 31, 1991
JOSEPHTHAL & CO., INC.
July 24, 1990 - April 10, 1991
AMERICAN BOND GROUP, INC.
May 4, 1990 - August 1, 1990
BARRON CHASE SECURITIES, INC.
April 9, 1990 - May 8, 1990
FIRST MONTAUK SECURITIES CORP.
August 18, 1989 - August 21, 1989
A.J. MICHAELS & CO., LTD.
May 2, 1988 - February 14, 1989
SHELTER ROCK SECURITIES CORP.
April 7, 1988 - April 12, 1988
SOUTH RICHMOND SECURITIES, INC.
July 6, 1987 - November 10, 1987
LEHMAN BROTHERS INC.
May 11, 1987 - July 20, 1987
G. K. SCOTT & CO., INC.
April 15, 1987 - May 7, 1987
INVESTORS CENTER, INC.
January 27, 1987 - April 28, 1987
OPPENHEIMER & CO. INC.
June 25, 1986 - February 3, 1987
ROONEY, PACE INC.
August 12, 1985 - July 10, 1986
NORBAY SECURITIES INC.
January 13, 1984 - July 15, 1985
CREATIVE SECURITIES CORP.
March 3, 1983 - December 8, 1983
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMPREHENSIVE CAPITAL CORPORATION
CRD#: 6215 / SEC#: , 8-17087
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
