Robert S. Christensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Samuel Christensen, who also goes by Bob Christensen, Robert Christensen, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2008 - July 5, 2013
AVANTAX ADVISORY SERVICES
September 12, 2005 - July 5, 2013
AVANTAX INVESTMENT SERVICES, INC.
February 1, 2005 - September 19, 2005
WORLD GROUP SECURITIES, INC.
May 29, 1997 - December 31, 1999
NEW ENGLAND SECURITIES
May 10, 1995 - April 15, 1997
SECURIAN FINANCIAL SERVICES, INC.
July 20, 1989 - May 3, 1995
NEW ENGLAND SECURITIES
March 11, 1983 - August 30, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 11, 1983 - August 30, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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