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Cobe Seacrest Venner

CRD# 1086045·Registered 1982 - 2017
Previously Registered: Being a previously registered professional could mean that Cobe is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cobe Seacrest Venner, who also goes by Cove Seacrest Venner, was a registered financial advisor. Cobe was a previously registered financial professional and started their career in finance 1982 - 2017. Cobe had worked at 3 firms and has passed the Series 63, Series 3, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cove Seacrest Venner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

COBE VENNER CFP·CRD# 116921
RIA
Boulder, CO
January 1, 1999 - December 31, 2017
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
May 8, 1986 - December 8, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
December 22, 1982 - May 1, 1986

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Current Firm

CV
COBE VENNER CFP

COBE S. VENNER | COBE VENNER CFP

CRD#: 116921

Contact Information

Main Address

Boulder, CO

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1983About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jul 1984About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Jan 1983

Series 7 — General Securities Representative Examination

Passed Dec 1982About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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