Jay M. Stone
Professional summary
Jay Mark Stone is a registered financial professional currently at JANE STREET CAPITAL, LLC located in New York, New York and JANE STREET EXECUTION SERVICES, LLC located in New York, New York.
Jay is registered as a RR (Registered Representative) and started their career in finance in 1998. Jay has worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jay Mark Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2004 - Present
JANE STREET CAPITAL, LLC
Office #1: 250 Vesey Street, New York, NY 10281April 18, 2017 - Present
JANE STREET EXECUTION SERVICES, LLC
Office #1: 250 Vesey Street, New York, NY 10281August 27, 2004 - January 29, 2010
JANE STREET TRADING, LLC
July 6, 2004 - January 21, 2010
JANE STREET SPECIALISTS, LLC
December 15, 2003 - January 9, 2004
JANE STREET CAPITAL, LLC
May 21, 2001 - February 17, 2015
JANE STREET MARKETS, LLC
October 15, 1998 - June 26, 2000
INTERACCIONES GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANE STREET EXECUTION SERVICES, LLC
CRD#: 167280 / SEC#: , 8-69254
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| ROY, ANDREAS TORBJOERN | OPERATING COMMITTEE MEMBER/PRESIDENT | 6344770 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
| ZGALJIC, DAVOR | OPERATING COMMITTEE MEMBER | 4819565 |
Red Flags
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