Jay M. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Mark Stone was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1998. Jay had worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2017 - January 8, 2026
JANE STREET EXECUTION SERVICES, LLC
August 27, 2004 - January 29, 2010
JANE STREET TRADING, LLC
July 6, 2004 - January 21, 2010
JANE STREET SPECIALISTS, LLC
April 6, 2004 - January 8, 2026
JANE STREET CAPITAL, LLC
December 15, 2003 - January 9, 2004
JANE STREET CAPITAL, LLC
May 21, 2001 - February 17, 2015
JANE STREET MARKETS, LLC
October 15, 1998 - June 26, 2000
INTERACCIONES GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
JANE STREET EXECUTION SERVICES, LLC
CRD#: 167280 / SEC#: , 8-69254
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| ROY, ANDREAS TORBJOERN | OPERATING COMMITTEE MEMBER/PRESIDENT | 6344770 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
| ZGALJIC, DAVOR | OPERATING COMMITTEE MEMBER | 4819565 |
Red Flags
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