JA
James J. Auxier
AUXIER ASSET MANAGEMENT
Aurora, OR 97002
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CRD#: 1085665
JA
Professional summary
James Jeffrey Auxier, who also goes by Jeffrey James Auxier, is a registered financial advisor currently at AUXIER ASSET MANAGEMENT located in Aurora, Oregon.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey James Auxier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AUXIER ASSSET MANAGEMENT LLC; Aurora, OR; INVESTMENT RELATED; BEGAN 07/05/1998; DISCRETIONARY ASSET MANAGEMENT FOR INDIVIDUALS AND INSTITUTIONS; PRESIDENT, PORTFOLIO MANAGER/BUSINESS OWNER; 170 HOURS PER MONTH ALL DURING TRADING HOURS 2)ENDICOTT LLC; Aurora, OR; NON-INVESTMENT RELATED; BEGAN 07/1998; HAZELNUT ORCHARD AND RENTAL HOUSE; PARTNER; OVERSIGHT; 1 HOUR PER MONTH WITH NO HOURS DURING TRADING HOURS 3) AUXIER FAMILY FARMS, LLC; Aurora, OR; NON-INVESTMENT RELATED; BEGAN 07/1998; HAZELNUT FARM; PARTNER/OWNER; OVERSIGHT; 20 HOURS PER MONTH NONE DURING TRADING HOURS. 4) AUXIER RESOURCES NO 1 LLC; Aurora, OR; NON-INVESTMENT RELATED; BEGAN 02/2006; AGRICULTURE, HAY, CATTLE; PARTNER/OWNER; OVERSIGHT; 10 HOURS PER MONTH NONE DURING TRADING HOURS; 5)Moriah Hills LLC, Aurora, OR; non-investment related; Began Feb 2017; Rental Property; Partner/Owner; 2 hours per month during non trading hours. 6) Filbert Bluff Farms; Non-Investment related; Hold real estate; Aurora, OR; Start 12/2018; Partner; 1 hour per month. 7) The Elijah J Auxier Foundation; Non-Investment Related; Aurora, OR; 501(c) (3) Charitable Foundation; Director; 8/21 Start date; 2 hours per month; 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Jeffrey Auxier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 1998 - Present
AUXIER ASSET MANAGEMENT
Office #1: 15668 Ne Eilers Road, Aurora, OR 97002RIA
CRD#: 107980
Aurora, OR
Past
May 15, 2014 - December 31, 2021
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Aurora, OR
Past
May 20, 2004 - December 31, 2011
WESTMINSTER FINANCIAL SECURITIES, INC.
BD
CRD#: 20677
LAKE OSWEGO, OR
Past
May 2, 2003 - September 21, 2004
TRADITION SECURITIES AND DERIVATIVES LLC
BD
CRD#: 28269
NEW YORK, NY
Past
June 30, 2000 - June 27, 2001
PORTLAND INVESTMENT SERVICES, INC.
BD
CRD#: 28640
LAKE OSWEGO, OR
Past
July 31, 1993 - July 17, 1998
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 8, 1984 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
December 21, 1982 - May 1, 1984
FOSTER & MARSHALL INC.
BD
CRD#: 321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AUXIER ASSET MANAGEMENT
AUXIER ASSET MANAGEMENT | AUXIER ASSET MANAGEMENT LLC
CRD#: 107980 / SEC#: 801-55757
RIA
Registered Investment Advisory firm - (7/1/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(7/13/1998)
IAR
Texas(11/17/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AUXIER ASSET MANAGEMENT
AUXIER ASSET MANAGEMENT | AUXIER ASSET MANAGEMENT LLC
CRD#: 107980 / SEC#: 801-55757
RIA
Registered Investment Advisory firm - (7/1/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15668 Ne Eilers Rd, Aurora, OR 97002
Mailing Address
Phone number
(503) 885-8807
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 506 |
| AUM (Assets Under Management) | $ 855,277,871 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/30/2025 | ||
| 04/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
