Eric J. Engelhardt
Professional summary
Eric Jay Engelhardt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eric is a previously registered financial advisor and started their career in finance in 1983. Prior to being barred, Eric had worked at 11 firms, which includes GROVE POINT INVESTMENTS LLC, INVESTORS CAPITAL CORP., EASTERN POINT ADVISORS INC., PRUDENTIAL EQUITY GROUP LLC, CITIGROUP GLOBAL MARKETS INC., MERIDIAN DUNHILL & CO. INC., DUNHILL EQUITIES INC., INVESTACORP INC., CARDELL & ASSOCIATES INCORPORATED, AMERIPRISE FINANCIAL SERVICES LLC, AMERICAN EXPRESS FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2005 - September 19, 2008
GROVE POINT INVESTMENTS, LLC
January 12, 2005 - September 1, 2005
INVESTORS CAPITAL CORP.
June 18, 2003 - January 13, 2005
EASTERN POINT ADVISORS INC.
June 17, 2003 - September 1, 2005
INVESTORS CAPITAL CORP.
July 11, 2000 - June 18, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 23, 1995 - July 13, 2000
CITIGROUP GLOBAL MARKETS INC.
October 3, 1994 - January 20, 1995
MERIDIAN, DUNHILL & CO., INC.
June 22, 1992 - October 3, 1994
DUNHILL EQUITIES, INC.
June 24, 1986 - June 22, 1992
INVESTACORP, INC.
April 4, 1985 - June 16, 1986
CARDELL & ASSOCIATES, INCORPORATED
January 3, 1983 - April 10, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
January 3, 1983 - April 10, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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