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EK

Easan Katir

EASAN KATIR WEALTH MANAGEMENT
Woodland, CA
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CRD#: 1085551
EK

Professional summary


Easan Katir is a registered financial advisor currently at EASAN KATIR WEALTH MANAGEMENT located in Woodland, California.

Easan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Easan has worked at 6 firms and has passed the Series 66, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DIRECTOR OF HINDU AMERICAN FOUNDATION; NON-INVESTMENT RELATED; SPENDS APPROX 12 HOURS PER MONTH AND SOME DURING TRADING. CORNUCOPIA CAPITAL, LLC; NON-INVESTMENT RELATED; OWNER/CONSULTANT; SPENDS APPROX 4 HOURS PER MONTH AND 4 HOURS DURING TRADING; ASSISTS BUSINESS WITH ACQUISITIONS, FINANCING, AND STAFFING.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Easan Katir's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 20, 2011 - Present

EASAN KATIR WEALTH MANAGEMENT

RIA
CRD#: 121845
Woodland, CA
Past

November 28, 2001 - December 31, 2005

EASAN KATIR WEALTH MANAGEMENT

RIA
CRD#: 121845
YUBA CITY, CA
Past

June 22, 2000 - July 14, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 22, 2000 - July 14, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 3, 1987 - January 25, 1994

EASAN KATIR & COMPANY

BD
CRD#: 18513
CONCORD, CA
Past

June 4, 1985 - February 23, 1988

TY EBRIGHT & ASSOCIATES, INC.

BD
CRD#: 10271
MONTEREY, CA
Past

December 21, 1982 - June 15, 1984

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/15/2017)
IAR
Texas
(9/20/2011)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/20/2000
Uniform Combined State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


EK
EASAN KATIR WEALTH MANAGEMENT
EASAN KATIR WEALTH MANAGEMENT | KATIR, EASAN

CRD#: 121845 / SEC#:

California
Registered Investment Advisory firm - (11/28/2001 Approved)
Texas
Registered Investment Advisory firm - (9/20/2011 Conditional Restricted)
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Contact information


Main Address
Woodland, CA
Mailing Address
Phone number
(530) 402-1507
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts72
AUM (Assets Under Management)$ 34,665,040

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EASAN KATIR WEALTH MANAGEMENT

CRD#: 121845Woodland, CA

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