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Thomas W. Young
PL WEALTH ADVISORS
BEAVER, PA 15009
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CRD#: 1085521
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Professional summary
Thomas Wayne Young, who also goes by Tom Young, is a registered financial advisor currently at PL WEALTH ADVISORS, LLC located in Beaver, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
* 1ST CONSULTANTS INC; BEAVER, PA; INV REL; NATURE=LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS; START DATE=09/1999; 90% OF TIME. * PUBLIC SPEAKING; SAME AS BRANCH; NON-INV REL; SPEAKER; MOTIVATION, SPIRITUAL, FINANCIAL EDUCATION (NON-SECURITIES); START DATE=01/2000; TIME SPENT LESS THAN 1%; SPEAKING TO AUDIENCE. * EDUCATIONAL CE TRAINING FOR LICENSED INSURANCE AGENTS; SAME AS BRANCH; NON-INV REL; TEACH CLASS; START DATE=01/2006; 2% OF TIME; SPEAKER. * YOUNG ENTERPRENEURS OF TOMORROW; SAME AS BRANCH; NON-INV REL; DIRECTOR NON-PROFIT 501C; FINANCIAL EDUCATION TO HIGH SCHOOLS AND COLLEGES; START DATE: 02/2007; 5% OF TIME. * T&T YOUNG DISTRIBUTIONS; SAME AS RESIDENCE; NON-INV REL; MARKET PERSONAL PRODUCTS OVER INTERNET; OWNER WITH SPOUSE; START DATE=7/1992; TIME SPENT LESS THAN 1%.
NAME: RIVER COMMUNITIES FIDUCIARY SERVICES, INC; INV RELATED:NO; ADDRESS:396 4th STREET BEAVER, PA 15009; NATURE:NON-PROFIT FOCUSING ON PLANNING FOR SPECIAL NEEDS INDIVIDUALS+FAMILIES PROVIDING GUARDIANSHIP AND CORPORATE TRUSTEES; POSITION:VICE CHAIRMAN OF THE BOARD; START DATE:10/2016; HOURS/MONTH:5-10; TRADING HOURS/MONTH:2-6; DUTIES: OVERVIEW OPERATIONS.
NAME:TRUSTEE OF 3 IRREVOCABLE SPECIAL NEEDS TRUSTS; INV RELATED:NO; ADDRESS:; NATURE:TRUSTEE; POSITION:TRUSTEE:CHILDREN OF CLIENT KILLED IN AUTO ACCIDENT; START DATE:12/19/2017; HOURS/MONTH:8; TRADING HOURS/MONTH:8; DUTIES:MAKE MONEY, PAY APPROPRIATE BILL APPROVED BY ATTORNEY.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Wayne Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2022 - Present
PL WEALTH ADVISORS, LLC
Office #1: 198 Wilson Avenue, Beaver, PA 15009RIA
CRD#: 170887
BEAVER, PA
Past
November 2, 2018 - February 11, 2021
PROSPERITY ECONOMICS PARTNERS, LLC
RIA
CRD#: 148122
Beaver, PA
Past
January 4, 2013 - November 1, 2018
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
BEAVER, PA
Past
January 3, 2013 - November 1, 2018
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
BEAVER, PA
Past
November 19, 2003 - December 31, 2012
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
BEAVER, PA
Past
September 3, 1999 - December 31, 2012
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
BEAVER, PA
Past
July 1, 1985 - August 26, 1999
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 13, 1983 - January 14, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PL WEALTH ADVISORS, LLC
PL WEALTH ADVISORS, LLC
CRD#: 170887 / SEC#:
California
Registered Investment Advisory firm - (6/16/2023 Terminated)Florida
Registered Investment Advisory firm - (9/9/2025 Approved)Idaho
Registered Investment Advisory firm - (4/11/2023 Approved)Illinois
Registered Investment Advisory firm - (11/16/2021 Approved)North Carolina
Registered Investment Advisory firm - (10/7/2025 Approved)Pennsylvania
Registered Investment Advisory firm - (1/3/2022 Approved)Texas
Registered Investment Advisory firm - (4/14/2022 Approved)Utah
Registered Investment Advisory firm - (2/24/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
650 South 500 West Suite 128, Salt Lake City, UT 84101
Mailing Address
Phone number
(800) 870-8670
Established
Firm type
Fiscal year end
# of Employees
7
Red Flags
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Company Information
PL WEALTH ADVISORS, LLC
CRD#: 170887Beaver, PA 15009TRUST BUT VERIFY
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