AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
TY

Thomas Wayne Young

PL WEALTH ADVISORS
BEAVER, PA
·CRD# 1085521·43 years experience

Professional Summary

Thomas Wayne Young, who also goes by Tom Young, is a registered financial advisor currently at PL WEALTH ADVISORS, LLC located in Beaver, Pennsylvania. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Thomas has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Young

Blog Corner

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Years of Experience

43 years in the financial services industry

Current & Past Employments

PL WEALTH ADVISORS, LLC·CRD# 170887
RIA
198 Wilson Avenue, Beaver, PA 15009
January 20, 2022 - Present
PROSPERITY ECONOMICS PARTNERS, LLC·CRD# 148122
RIA
Beaver, PA
November 2, 2018 - February 11, 2021
MADISON AVENUE SECURITIES, LLC·CRD# 23224
RIA
Beaver, PA
January 4, 2013 - November 1, 2018
MADISON AVENUE SECURITIES, LLC·CRD# 23224
BD
Beaver, PA
January 3, 2013 - November 1, 2018
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Beaver, PA
November 19, 2003 - December 31, 2012
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Beaver, PA
September 3, 1999 - December 31, 2012
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
July 1, 1985 - August 26, 1999
GENERAL AMERICAN LIFE INSURANCE COMPANY·CRD# 3963
BD
April 13, 1983 - January 14, 1987

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Current Firm

PW
PL WEALTH ADVISORS, LLC

PL WEALTH ADVISORS, LLC

CRD#: 170887
California
Registered Investment Advisory firm - California (6/16/2023 Terminated)
Florida
Registered Investment Advisory firm - Florida (9/9/2025 Approved)
Idaho
Registered Investment Advisory firm - Idaho (4/11/2023 Approved)
Illinois
Registered Investment Advisory firm - Illinois (11/16/2021 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (10/7/2025 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (1/3/2022 Approved)
Texas
Registered Investment Advisory firm - Texas (4/14/2022 Approved)
Utah
Registered Investment Advisory firm - Utah (2/24/2015 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

650 South 500 West Suite 128, Salt Lake City, UT 84101

Phone Number

(800) 870-8670

# of Employees

10

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

13

AUM (Assets Under Management)

$1,394,430

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

* 1ST CONSULTANTS INC; BEAVER, PA; INV REL; NATURE=LICENSED AS AN IND INS AGT TO SELL FIXED INS PRODUCTS; START DATE=09/1999; 90% OF TIME. * PUBLIC SPEAKING; SAME AS BRANCH; NON-INV REL; SPEAKER; MOTIVATION, SPIRITUAL, FINANCIAL EDUCATION (NON-SECURITIES); START DATE=01/2000; TIME SPENT LESS THAN 1%; SPEAKING TO AUDIENCE. * EDUCATIONAL CE TRAINING FOR LICENSED INSURANCE AGENTS; SAME AS BRANCH; NON-INV REL; TEACH CLASS; START DATE=01/2006; 2% OF TIME; SPEAKER. * YOUNG ENTERPRENEURS OF TOMORROW; SAME AS BRANCH; NON-INV REL; DIRECTOR NON-PROFIT 501C; FINANCIAL EDUCATION TO HIGH SCHOOLS AND COLLEGES; START DATE: 02/2007; 5% OF TIME. * T&T YOUNG DISTRIBUTIONS; SAME AS RESIDENCE; NON-INV REL; MARKET PERSONAL PRODUCTS OVER INTERNET; OWNER WITH SPOUSE; START DATE=7/1992; TIME SPENT LESS THAN 1%. NAME: RIVER COMMUNITIES FIDUCIARY SERVICES, INC; INV RELATED:NO; ADDRESS:396 4th STREET BEAVER, PA 15009; NATURE:NON-PROFIT FOCUSING ON PLANNING FOR SPECIAL NEEDS INDIVIDUALS+FAMILIES PROVIDING GUARDIANSHIP AND CORPORATE TRUSTEES; POSITION:VICE CHAIRMAN OF THE BOARD; START DATE:10/2016; HOURS/MONTH:5-10; TRADING HOURS/MONTH:2-6; DUTIES: OVERVIEW OPERATIONS. NAME:TRUSTEE OF 3 IRREVOCABLE SPECIAL NEEDS TRUSTS; INV RELATED:NO; ADDRESS:; NATURE:TRUSTEE; POSITION:TRUSTEE:CHILDREN OF CLIENT KILLED IN AUTO ACCIDENT; START DATE:12/19/2017; HOURS/MONTH:8; TRADING HOURS/MONTH:8; DUTIES:MAKE MONEY, PAY APPROPRIATE BILL APPROVED BY ATTORNEY.

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(1/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2003About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Dec 1985About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1983About the Series 6 exam

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wayne Young's CRS (Customer Relationship Summary).

Similar Advisors

Andrea Lynn Robertson
Andrea Lynn Robertson

JANNEY MONTGOMERY SCOTT LLC

SEWICKLEY (Wexford), PA · CRD#
TY
Follow Thomas
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required