Jon J. Eastman
Professional summary
Jon Joseph Eastman is a registered financial professional currently at SHOPOFF SECURITIES, INC. located in Irvine, California.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1983. Jon has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Joseph Eastman's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2022 - Present
SHOPOFF SECURITIES, INC.
Office #1: 18565 Jamboree Road, Suite 200, Irvine, CA 92612October 28, 2021 - September 27, 2022
WALTON RE SECURITIES, LLC
January 31, 2018 - March 3, 2020
JVM SECURITIES, LLC
December 2, 2013 - January 18, 2017
ANTHEM SECURITIES, INC.
November 20, 2013 - November 27, 2013
CLARION PARTNERS SECURITIES, LLC
February 12, 2013 - July 30, 2013
FORESIDE FUND SERVICES, LLC
July 28, 2003 - January 31, 2013
WELLS INVESTMENT SECURITIES,INC.
November 19, 1999 - February 20, 2002
CONSECO EQUITY SALES, INC.
December 9, 1996 - December 31, 1997
TOWER SQUARE SECURITIES, INC.
June 20, 1983 - December 19, 1994
TOWER SQUARE SECURITIES, INC.
March 2, 1983 - April 25, 1983
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
SHOPOFF SECURITIES, INC.
CRD#: 142866 / SEC#: , 8-67499
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE SHOPOFF REVOCABLE TRUST DATED 8/12/2004 | OWNER | |
| MERRIMAN, JO ALMA | CHIEF OPERATING OFFICER | 7346895 |
| SHOPOFF, CINDY MILAM | TRUSTEE | 5380583 |
| SHOPOFF, WILLIAM ANTHONY | CHIEF COMPLIANCE OFFICER / AML-CO | 1273471 |
| SHOPOFF, WILLIAM ANTHONY | PRESIDENT/CEO | 1273471 |
| SHOPOFF, WILLIAM ANTHONY | TRUSTEE | 1273471 |
| SHUMBERG, IVANA M | FINOP | 3167225 |
Red Flags
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