ROSS A. FOX

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CRD#: 1085417

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

ROSS ALEXANDER FOX, who also goes by Ross A Fox, was a registered financial professional .

ROSS is a previously registered financial professional and started their career in finance in 1982. ROSS had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.

Biography

Ross Fox brings to the firm over 30 years of experience as well as a passion for the capital markets. He offers clients a deep historical market perspective and insight into how the past relates to the current market environment. His expertise is diverse and extends from asset allocation and wealth management strategies to concentrated stock and portfolio risk management. Throughout his career, Ross has cultivated close and productive relationships with clients and their families in order to help them realize the full range of objectives that are important to them. He specializes in defining immediate and long-term strategies that serve as a solid foundation upon which to manage portfolios that support current lifestyles while simultaneously building, directing and preserving wealth. Before launching Cardan Capital Partners, Ross and the team were among an elite group of financial advisors vetted to manage money for the clients of other financial advisors and for the Merrill Lynch/U.S. Trust Company. He joined Wealth Enhancement Group in 2021 through the Cardan Capital Partners acquisition. In his spare time, he is an active participant in the Denver community, currently serving on the Helen and Arthur E. Johnson Depression Center Board of Directors and has previously served on the Alzheimer’s Association Board of Directors.

Question & Answer

Are you a "fiduciary"?

Aliases

Ross A Fox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THIS IS PLACEHOLDER TEXT. WEALTH ENHANCEMENT ADVISORY SERVICES WILL ADD OUTSIDE BUSINESS ACTIVITIES VIA AMENDMENT

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 1, 2021 - January 3, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

DENVER, CO

Past

November 6, 2015 - December 12, 2021

CARDAN CAPITAL PARTNERS, LLC

RIA

CRD#: 170911

DENVER, CO

Past

September 22, 1989 - November 10, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DENVER, CO

Past

February 26, 1987 - November 10, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DENVER, CO

Past

December 20, 1982 - April 4, 1983

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/10/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 9/17/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

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Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

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ROSS A. FOX

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CARDAN CAPITAL PARTNERS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/1996

Series 63

Date: 3/21/1987

SIE

Date: 11/10/2015

Series 7

Date: 2/21/1987

Series 6

Date: 12/17/1982

Series 8

Date: 9/17/1990

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

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