Dwain Gump
Professional summary
Dwain Gump, CFP® is a registered financial advisor currently at GUMP AND MCHUGH ASSET MANAGEMENT located in Colorado Springs, Colorado.
Dwain is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Dwain has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dwain Gump's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2007 - Present
GUMP AND MCHUGH ASSET MANAGEMENT
November 1, 2006 - May 3, 2011
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
May 3, 2006 - December 31, 2006
WALNUT STREET SECURITIES, INC.
August 12, 1999 - January 4, 2006
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
January 1, 1999 - November 2, 2006
WALNUT STREET ADVISERS INC
January 2, 1990 - December 31, 2006
WALNUT STREET SECURITIES, INC.
March 17, 1989 - January 2, 1990
FIRST AFFIRMATIVE FINANCIAL NETWORK, INC.
June 26, 1984 - December 31, 1988
MUTUAL SERVICE CORPORATION
January 13, 1983 - July 26, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
January 13, 1983 - July 26, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/19/2007)
(8/23/2024)
Exams
Current Firm
GUMP AND MCHUGH ASSET MANAGEMENT
CRD#: 118259 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 108 |
| AUM (Assets Under Management) | $ 61,376,534 |
Red Flags
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