Keith T. Ignace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Thomas Ignace was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1983. Keith had worked at 11 firms and has passed the Series 63, Series 7, Series 24, Series 8 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2006 - November 19, 2013
SG AMERICAS SECURITIES, LLC
December 13, 2005 - September 28, 2006
CITIGROUP GLOBAL MARKETS INC.
August 30, 2004 - November 28, 2005
WELLS FARGO INVESTMENTS, LLC
August 26, 2004 - August 27, 2004
WELLS FARGO INVESTMENTS, LLC
July 26, 2004 - November 25, 2005
AVANTAX INVESTMENT SERVICES, INC.
May 20, 2003 - June 21, 2004
CREDIT SUISSE SECURITIES (USA) LLC
November 16, 2000 - May 2, 2003
GOLDMAN SACHS & CO. LLC
June 3, 1996 - September 15, 2000
CIBC WORLD MARKETS CORP.
March 17, 1995 - May 3, 1996
J.P. MORGAN SECURITIES LLC
February 16, 1993 - March 28, 1995
LEHMAN BROTHERS INC.
April 9, 1991 - January 15, 1993
CITIGROUP GLOBAL MARKETS INC.
April 18, 1990 - March 14, 1991
MABON, NUGENT & CO.
November 10, 1983 - April 11, 1990
CITIGROUP GLOBAL MARKETS INC.
January 19, 1983 - July 22, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/6/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CO - CHIEF EXECUTIVE OFFICER | 6390499 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| VAN HAUWERMEIREN, GUIDO MARIA | CO - CHIEF EXECUTIVE OFFICER | 5974025 |
| WALSH, MICHAEL PATRICK | PRINCIPAL OPERATIONS OFFICER | 1060871 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
