Edward J. Abdallah
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Abdallah, who also goes by Ed Abdallah, Eddie Abdallah, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1983. Edward had worked at 15 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2014 - April 1, 2022
STATE FARM VP MANAGEMENT CORP.
January 14, 2013 - February 28, 2014
MIDWESTERN SECURITIES TRADING COMPANY, LLC
September 2, 2010 - November 29, 2011
PRINCIPAL SECURITIES, INC.
September 10, 2008 - September 16, 2010
ALLSTATE FINANCIAL SERVICES, LLC
July 23, 2007 - January 2, 2008
NEW ENGLAND SECURITIES
September 21, 2005 - November 28, 2006
NYLIFE SECURITIES LLC
July 21, 2004 - August 26, 2005
MML INVESTORS SERVICES, LLC
November 28, 2000 - August 13, 2004
JANNEY MONTGOMERY SCOTT LLC
October 9, 2000 - November 22, 2000
CARILLON INVESTMENTS, INC.
July 26, 1999 - October 18, 2000
EDWARD JONES
September 24, 1996 - July 27, 1999
A. G. EDWARDS & SONS, INC.
September 9, 1994 - September 24, 1996
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1992 - September 9, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 1983 - November 9, 1992
GLEACHER & COMPANY SECURITIES, INC.
January 26, 1983 - March 17, 1983
MARSAN SECURITIES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 4/26/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
