David A. Yon

YON DRAKE & ASSOCIATES

COLUMBIA, SC 29201

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CRD#: 1084982

Professional summary

David Arthur Yon, AIF® is a registered financial advisor currently at YON DRAKE & ASSOCIATES INC located in Columbia, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Arthur Yon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

November 20, 2017 - Present

YON DRAKE & ASSOCIATES INC

Office #1: 1225 Pickens Street, Columbia, SC 29201

RIA

CRD#: 111491

COLUMBIA, SC

Past

October 11, 2004 - May 18, 2006

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Past

January 13, 1993 - November 6, 2002

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

SUFFOLK, VA

Past

March 3, 1989 - December 24, 1992

YON-DRAKE & ASSOCIATES, INC.

CRD#: 22365

COLUMBIA, SC

Past

August 3, 1987 - March 15, 1989

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 5, 1985 - August 10, 1987

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

CRD#: 414

Past

January 19, 1983 - August 24, 1984

THE ROBINSON-HUMPHREY COMPANY, LLC

CRD#: 723

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YON DRAKE & ASSOCIATES INC

CRD#: 111491 / SEC#: 801-49757

RIA

Registered Investment Advisory firm - (7/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(11/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/14/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/10/1987

General Securities Principal Examination

Current Firm

YON DRAKE & ASSOCIATES INC

CRD#: 111491 / SEC#: 801-49757

RIA

Registered Investment Advisory firm - (7/27/1995 Approved)

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Contact information

Main Address

1225 Pickens Street, Columbia, SC 29201

Mailing Address

P.o. Box 2139, Columbia, SC 29202-2139

Phone number

803-256-1212, X29

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

032725 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 281,321,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David A. Yon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Arthur Yon's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTORS SECURITY COMPANY, INC.

INVESTORS SECURITY COMPANY, INC.

YON-DRAKE & ASSOCIATES, INC.

LPL FINANCIAL LLC

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

THE ROBINSON-HUMPHREY COMPANY, LLC

Primary Firm SEC Registration

YON DRAKE & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2017

Series 63

Date: 1/14/1983

Series 3

Date: 2/14/1983

Series 7

Date: 1/15/1983

Series 24

Date: 11/10/1987

Current Firm

YON DRAKE & ASSOCIATES INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

YON DRAKE & ASSOCIATES INC

TRUST BUT VERIFY

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