Carmen J. Riveradelgado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmen Judith Riveradelgado was a registered financial professional .
Carmen is a previously registered financial professional and started their career in finance in 1983. Carmen had worked at 7 firms and has passed the Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 1989 - September 26, 1989
FIRST CONTINENTAL CORPORATION
February 15, 1988 - June 5, 1989
LEHMAN BROTHERS INC.
May 14, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
November 9, 1984 - December 16, 1985
PRUDENTIAL-BACHE SECURITIES (PAN AMERICA) INC.
May 25, 1983 - April 4, 1985
PRUDENTIAL EQUITY GROUP, LLC
April 27, 1983 - May 30, 1983
PHILIPS, APPEL & WALDEN, INC.
March 22, 1983 - April 18, 1983
FITTIN, CUNNINGHAM & LAUZON, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CONTINENTAL CORPORATION
CRD#: 21954 / SEC#: , 8-39289
Contact information
Documents
Red Flags
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