Judd S. Kessler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judd Stuart Kessler was a registered financial professional .
Judd is a previously registered financial professional and started their career in finance in 1982. Judd had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1998 - January 13, 2023
PLANNERS FINANCIAL SERVICES, INC.
February 13, 1987 - April 13, 2009
PLANNERS FINANCIAL SERVICES, INC.
September 5, 1984 - January 9, 1987
ASSOCIATED SECURITIES CORP.
December 21, 1982 - September 24, 1984
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANNERS FINANCIAL SERVICES, INC.
CRD#: 6751 / SEC#: 801-11036, 8-18027
Contact information
Regulatory assets under management
| Total Number of Accounts | 501 |
| AUM (Assets Under Management) | $ 96,370,898 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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