Ethel V. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ethel Virginia Hill, who also goes by Ethel V Hill, was a registered financial professional .
Ethel is a previously registered financial professional and started their career in finance in 1982. Ethel had worked at 9 firms and has passed the Series 66, Series 63, Series 16, Series 7, Series 86, Series 87 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2012 - December 21, 2012
CABOT LODGE SECURITIES LLC
October 24, 2005 - July 31, 2006
MORGAN JOSEPH TRIARTISAN LLC
August 12, 2005 - October 24, 2005
LADENBURG THALMANN & CO. INC.
December 10, 2004 - June 2, 2005
CAPITAL GROWTH FINANCIAL, LLC
March 4, 1998 - October 18, 2001
G.RESEARCH, LLC
August 13, 1996 - October 8, 1996
THE BOSTON GROUP
November 2, 1994 - December 12, 1994
JOSEPHTHAL & CO., INC.
May 27, 1988 - January 20, 1989
STERLING & YORKE SECURITIES CORP.
December 21, 1982 - January 9, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 16
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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