David R. Dunavant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Robert Dunavant, who also goes by David R Dunavant, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2012 - November 7, 2017
KAIO ASSET MANAGEMENT, LLC
November 5, 2007 - February 29, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 2, 2007 - February 29, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 30, 2005 - November 5, 2007
STEPHENS
June 5, 2001 - November 5, 2007
STEPHENS
August 14, 2000 - June 25, 2001
UBS FINANCIAL SERVICES INC.
May 12, 1994 - August 14, 2000
J.C. BRADFORD & CO.
July 31, 1993 - May 13, 1994
CITIGROUP GLOBAL MARKETS INC.
March 1, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
January 29, 1988 - March 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
December 21, 1982 - February 12, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KAIO ASSET MANAGEMENT, LLC
CRD#: 161914 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
