Daniel R. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Ray Collins was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1983. Daniel had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 5, Series 15 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - May 5, 2026
IFP SECURITIES, LLC
September 8, 2009 - May 23, 2019
LPL FINANCIAL LLC
April 16, 2008 - May 5, 2026
INDEPENDENT FINANCIAL PARTNERS
May 8, 1995 - September 8, 2009
MUTUAL SERVICE CORPORATION
June 7, 1991 - April 18, 1995
MORGAN STANLEY DW INC.
November 2, 1990 - June 7, 1991
WALNUT STREET SECURITIES, INC.
December 12, 1986 - March 22, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 19, 1983 - December 19, 1986
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF STRATEGY & GROWTH OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | EXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP & CHIEF OPERATING OFFICER | 5569235 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
