Sharon A. Cooney Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ann Cooney Jones, who also goes by Sharon A Cooney, Sharon Ann Cooney, Sharon A Cooney Jones, Sharon Ann Cooneyjones, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1987. Sharon had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2008 - October 22, 2024
GEORGE MCKELVEY CO., INC.
January 2, 2000 - December 22, 2020
GEORGE MCKELVEY CO., INC.
February 26, 1988 - July 16, 1999
J.P. MORGAN SECURITIES LLC
February 15, 1988 - January 1, 1993
LEHMAN BROTHERS INC.
May 29, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEORGE MCKELVEY CO., INC.
CRD#: 2733 / SEC#: 801-15425, 8-17597
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,606 |
| AUM (Assets Under Management) | $ 1,047,805,019 |
Disclosures
| Regulatory Event | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/18/2023 | ||
| 11/08/2022 | ||
| 12/14/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
