Louis J. Sulsenti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis John Sulsenti, who also goes by Louis Sulsenti, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1989. Louis had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2010 - January 6, 2025
PRAGMA LLC
May 19, 2009 - May 3, 2010
E. H. SMITH JACOBS & CO., INC.
December 22, 2008 - May 5, 2009
CHASE INVESTMENT SERVICES CORP.
November 24, 1993 - July 1, 2008
WILLIAM O'NEIL SECURITIES
August 16, 1989 - January 17, 1992
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRAGMA LLC
CRD#: 136453 / SEC#: , 8-67016
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
