David F. Deckelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Francis Deckelman, who also goes by David Franklin Deckelman, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2007 - April 30, 2018
BAKER & CO., INCORPORATED
May 20, 1994 - July 17, 1995
ROULSTON RESEARCH CORP.
November 30, 1989 - April 30, 2018
BAKER & CO., INCORPORATED
February 24, 1983 - April 15, 1994
BAKER & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/7/2000
Limited Representative-Equity Trader ExamCurrent Firm
BAKER & CO., INCORPORATED
CRD#: 5835 / SEC#: 801-67585, 8-16555
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 64,200,000 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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