Frank J. Oconnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Joseph Oconnell, who also goes by Frank Joseph O'connell, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2002. Frank had worked at 6 firms and has passed the Series 7A and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2015 - March 1, 2023
BEACONS STRATEGIC CAPITAL, INC.
July 10, 2015 - July 10, 2015
DME SECURITIES, LLC
February 22, 2010 - July 9, 2015
DME SECURITIES, LLC
October 18, 2007 - February 25, 2010
ROBERT M. CORLEY INCORPORATED
April 25, 2007 - November 2, 2007
BOULDER INSTITUTIONAL SERVICES, LLC
January 27, 2004 - May 9, 2007
R.J. MURPHY & ASSOCIATES, LLC
March 15, 2002 - January 23, 2004
BOULDER INSTITUTIONAL SERVICES, LLC
February 4, 2002 - March 1, 2006
THE SEIDLER COMPANIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7A
Date: 7/30/2003
Floor Broker Representative ExamSeries 25
Date: 9/14/1999
NYSE Trading Assistant ExaminationCurrent Firm
BEACONS STRATEGIC CAPITAL, INC.
CRD#: 32754 / SEC#: , 8-41221
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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