Mitchell S. Rosenthal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Seth Rosenthal, who also goes by Mitch Rosental, Mitch Rosenthal, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1982. Mitchell had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2003 - March 27, 2003
CAMDEN SECURITIES, INC.
February 14, 2002 - May 15, 2002
INVESTIN SECURITIES CORP.
January 7, 2002 - January 28, 2002
M G SECURITIES GROUP, INC.
December 13, 2000 - December 31, 2001
CENTERPOINT SECURITIES INC.
July 14, 1999 - January 2, 2001
FOUNDERS EQUITY SECURITIES INC.
October 16, 1998 - July 13, 1999
INTERNATIONAL EXCHANGE BROKERS, LLC.
March 16, 1998 - October 26, 1998
PROSPERA FINANCIAL SERVICES, INC.
July 10, 1997 - March 20, 1998
RODMAN & RENSHAW INC.
January 6, 1997 - July 22, 1997
MAXWELL CAPITAL, INC.
November 15, 1995 - December 23, 1996
RODMAN & RENSHAW INC.
March 9, 1993 - July 27, 1994
MAIN STREET CAPITAL CORPORATION
November 13, 1984 - March 9, 1993
J.P. MORGAN SECURITIES LLC
December 21, 1982 - November 13, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CAMDEN SECURITIES, INC.
CRD#: 18305 / SEC#: , 8-36436
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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