Patricia L. Trecker

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CRD#: 1084451

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Lee Trecker, who also goes by Patricia Cliff Trecker, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 1982. Patricia had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Patricia Cliff Trecker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 4, 2014 - November 14, 2017

ELTEKON ADVISORS, LLC.

RIA

CRD#: 115371

WEST LAKE HILLS, TX

Past

April 13, 2010 - July 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BONSALL, CA

Past

October 23, 2009 - July 30, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BONSALL, CA

Past

March 20, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BONSALL, CA

Past

March 14, 2005 - January 4, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ESCONDIDO, CA

Past

December 21, 1982 - December 13, 1984

INVEST FINANCIAL CORPORATION

CRD#: 12984

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELTEKON ADVISORS, LLC.

ELTEKON | ELTEKON ADVISORS, LLC.

CRD#: 115371 / SEC#: 801-123415

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

California

Registered Investment Advisory firm - (12/7/2011 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2005 Terminated)

District of Columbia

Registered Investment Advisory firm - (12/21/2005 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2008 Terminated)

Georgia

Registered Investment Advisory firm - (12/31/2008 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2008 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2008 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/30/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2008 Terminated)

Texas

Registered Investment Advisory firm - (3/30/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/25/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/3/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/11/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELTEKON ADVISORS, LLC.

ELTEKON | ELTEKON ADVISORS, LLC.

CRD#: 115371 / SEC#: 801-123415

RIA

Registered Investment Advisory firm - (3/11/2022 Approved)

California

Registered Investment Advisory firm - (12/7/2011 Terminated)

Delaware

Registered Investment Advisory firm - (12/31/2005 Terminated)

District of Columbia

Registered Investment Advisory firm - (12/21/2005 Terminated)

Florida

Registered Investment Advisory firm - (12/31/2008 Terminated)

Georgia

Registered Investment Advisory firm - (12/31/2008 Terminated)

New Jersey

Registered Investment Advisory firm - (12/31/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (12/31/2008 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2008 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/30/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2008 Terminated)

Texas

Registered Investment Advisory firm - (3/30/2022 Terminated)

Virginia

Registered Investment Advisory firm - (12/31/2008 Terminated)

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Contact information

Main Address

3839 Bee Caves Rd Suite 120, West Lake Hills, TX 78746

Mailing Address

Phone number

(512) 477-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	715
AUM (Assets Under Management)	$ 300,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patricia L. Trecker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

ELTEKON ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2010

Series 63

Date: 3/25/2005

Series 7

Date: 4/3/2009

Series 6

Date: 3/11/2005

Current Firm

ELTEKON ADVISORS, LLC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELTEKON ADVISORS, LLC.

TRUST BUT VERIFY

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