Terry Landry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Landry, who also goes by Terry Lynn Landry, Terry Landry, Terry Lynn Lowe, Terry Lowe, Terry Lyn Weinberg, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1984. Terry had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2020 - December 21, 2020
J.P. MORGAN SECURITIES LLC
March 18, 2020 - December 21, 2020
J.P. MORGAN SECURITIES LLC
May 23, 2018 - August 1, 2018
USCA RIA LLC
May 23, 2018 - August 1, 2018
USCA SECURITIES LLC
May 27, 2016 - May 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2016 - May 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2009 - June 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2009 - June 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
September 9, 2005 - February 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 2005 - February 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 1985 - September 12, 2005
MORGAN STANLEY DW INC.
December 19, 1985 - September 12, 2005
MORGAN STANLEY DW INC.
September 20, 1984 - October 15, 1985
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
