William H. Mcnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Henry Mcnett III, who also goes by William H III Mcnett, William Henry III Mcnett, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - May 1, 2015
VICTORY CAPITAL SERVICES, INC.
June 12, 2014 - October 31, 2014
FUNDS DISTRIBUTOR, LLC
January 31, 2006 - December 31, 2008
ULTIMUS FUND DISTRIBUTORS, LLC
October 16, 2001 - May 30, 2003
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
November 4, 1999 - October 1, 2001
SEI INVESTMENTS DISTRIBUTION CO.
November 11, 1998 - May 5, 1999
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
